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March 28, 2008
NCS to Speak at Marketing and Advertising Compliance Forum
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February 19, 2008
Blue Frog Solutions and National Compliance Services, Inc. Form Strategic Alliance
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February 04, 2008
Speech by SEC Staff: Frequently-Asked Questions About SEC Examinations
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September 21, 2007
SEC Votes to Adopt Temporary Rule on Principal Trades With Certain Advisory Clients
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September 10, 2007
"Free Lunch" Investment Seminar Examinations Uncover Widespread Problems and Perils for Older Investors
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August 15, 2007
RIA Registration Services offered Pro Bono
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NCS offers RIA Registration services to Combat Veterans at no cost
August 15, 2007
- National Compliance Services, Inc. (NCS) is proud to announce that they have
begun offering Investment Adviser registration services at no cost to armed
services combat veterans who have recently returned from overseas active duty.
National Compliance Services is committed to assisting these men and women who
served their country, interrupting their financial services careers, and now may
lack the financial resources to pay for such registration services necessary to
reenter the industry. National Compliance Services, Inc. is headquartered in
Delray Beach, Florida and serves a nationwide client base offering compliance
consulting services to Investment Advisers, Financial Planners, Broker-Dealers,
and other financial professionals. For more information about this service
please visit our website at www.ncsonline.com or contact Chad Jones at
561-330-7645 ext 210 or by e-mail at chad@ncsonline.com. |
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