Verification Services

NCS offers a standard or customized line of verification services to Mutual Funds, Hedge Funds, Custodians, Broker-Dealers, Investment Advisers, and Third-Party Vendors. We have verified credentials of over 25,000 Registered Investment Advisers and Investment Adviser Representatives. NCS offers an efficient and cost-effective program designed to assist your compliance department on a per incident or on-going basis in the verification process.

Verification services can be customized to include any or all of the following:

Firm Registration/Notice Filing with the Proper Jurisdiction(s)
Adviser Representative Registration(s)
Adviser Representative Degree(s) or Professional Designation(s)
Firm Reported Disciplinary History
Adviser Representative Reported Disciplinary History
Proper Registration of Solicitors
Proper Registration of Wholesalers and Third-Party Vendors
Bank Background and Activity Reports
OFAC Checks

This service is ideal for verifying new business/adviser relationships or for verifying an entire distribution database.

Whether you need to validate current information or update out-of-date information, NCS will customize a Verification Program to meet your informational needs.

Contact Chad Jones at 561-330-7645 ext 210 or via e-mail at chad@ncsonline.com