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"Choosing to work with National Compliance Services as a competent and experienced compliance service provider is the easy part. What is included in that decision is the first step in building a relationship with a trusted business adviser that will take care of your compliance needs for years to come."
- Investment Adviser in Golden Valley, MN
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"I'm glad I went with NCS. You have exceeded my expectations!"
- Investment Adviser in Edmond, OK.
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"Thanks for all the help NCS. You were great, prompt, professional and effective. I could not ask for anything more. I am impressed (and I'm not easily impressed) and look forward to our continued relationship."
- Investment Adviser in New York, NY.
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"As always I very much appreciate what a great business partner NCS is to us." - Broker Dealer in Jersey City, NJ.
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"Excellent work here and thanks for rthe quick turn-around."
- Broker Dealer in Omaha, NE.
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"Thank you so much for your help! Everyone we worked with at NCS did a great job. We are thrilled that we accomplished this in record time. Who would guess that the state would approve the firm in 6 days and our individual filing in one hour - Wow."
- Investment Adviser in Indianapolis, IN.
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"I'm pleased to report there were no deficiencies, in a large part due to the help you provided with your comprehensive Compliance Manual."
- Investment Adviser in Winchester, MA.
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"I wanted to take a moment and thank you for all your efforts on getting my two RIAs approved. I am sure it was frustrating at times, but I appreciate your diligence and professionalism. I am looking forward to continuing my relationship with NCS for a long time ."
- Investment Adviser in New York, NY.
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"It has been good dealing with NCS, thanks for the leadership and suggestions - as that was a big factor in my decision to go with NCS."
- Hedge Fund Manager in Redmond, WA.
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"Thank you for all your help! I think it was very productive and just what the doctor ordered." - Investment Adviser in Winnetka, IL.
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"With over 2,500 independent investment advisers in our program the process of verifying each adviser's registration was too burdensome for us to handle alone. The folks at NCS did a great job for us, in a minimum amount of time and under budget."
- Broker Dealer in New York, NY.
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"I just want to say thank you for the terrific job your firm did preparing the ADV and all the necessary forms for our registration. Every person we had contact with in your firm was extremely helpful and treated each issue with a sense of urgency. That gave me tremendous confidence that my issues were important to NCS. Our registration went through the state without a hitch which shows that you knew what you were doing."
- Investment Adviser in Plantation, FL.